In securities law, which of the following is (are) true?

In securities law, which of the following is (are) true?


a. ignorance is no defense

b. security regulators may alter your investment agreement to the benefit of the investors

c. Securities Act of 1933 gives the SEC broad civil procedures to use in enforcement

d. Securities Act of 1933 gives the SEC some criminal procedures to use in enforcement

e. a, b, and c above

f. a, b, c, and d above


Answer: a, b, c, and d above


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