Which one of the following SEC registration exemptions has a financing limit in a 12-month period and permits a maximum of 35 unaccredited investors?

Which one of the following SEC registration exemptions has a financing limit in a 12-month period and permits a maximum of 35 unaccredited investors?


a. Section 4(2)

b. Reg D: Rule 504

c. Reg D: Rule 505

d. Reg D: Rule 506

e. Regulation A


Answer: Reg D: Rule 504


Learn More :